Elizabeth Morris

CRD 1460029 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Sugar Land, TX

IA RegisteredBroker

Also appears in the source record as: Elizabeth Genise Darrell; Elizabeth Darrell; Liz Darrell; Elizabeth Genise Morris

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Mckinney, TX · IA capacity

Mar 3, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sugar Land, TX · BC capacity

start not retrieved → present
Lincoln Financial Distributors, Inc.
BD capacity

Sep 14, 2018 → Sep 4, 2019
Prudential Annuities Distributors, Inc
BD capacity

Aug 13, 2015 → Apr 25, 2018
Securities America, Inc.
BD capacity

Mar 20, 2015 → Jul 31, 2015
Aig Capital Services, Inc.
BD capacity

Dec 10, 2012 → Feb 23, 2015
Metlife Investors Distribution Company
BD capacity

Apr 1, 2006 → Nov 8, 2012
Tower Square Securities, Inc.
BD capacity

Jun 9, 2004 → Apr 1, 2006
Directed Services, Inc.
BD capacity

Jul 6, 2001 → Nov 10, 2003
Aetna Investment Services, LLC
BD capacity

Jan 28, 1999 → Jul 12, 2001
Icma - Rc Services, Inc.
BD capacity

Sep 14, 1996 → Dec 11, 1998
Wachovia Brokerage Service
BD capacity

Dec 13, 1995 → Aug 16, 1996
Financial Horizons Discount Brokerage, Inc.
BD capacity

Jul 11, 1991 → Sep 14, 1994
Financial Horizons Securities Corporation
BD capacity

Jun 27, 1991 → Sep 14, 1994
Dean Witter Reynolds Inc.
BD capacity

Feb 16, 1990 → May 3, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1460029 ↗ FINRA BrokerCheck record for CRD 1460029 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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