Alex M Cena

CRD 1460048 · Morgan Stanley · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Alex Mamon Cena; Alex Cena

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (43): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Dallas, TX · IA capacity

Feb 14, 2017 → present
Brazos Securities, Inc.
IA capacity

Oct 10, 2016 → Feb 15, 2017
Salomon Smith Barney Inc.
BD capacity

Sep 11, 1998 → Jul 17, 2001
Bear, Stearns & Co. Inc.
BD capacity

Apr 2, 1996 → Aug 27, 1998
Lehman Brothers Inc.
BD capacity

Jan 21, 1993 → Mar 22, 1996
Dain Bosworth Incorporated
BD capacity

Jun 10, 1991 → Jan 15, 1993
William K. Woodruff & Company Incorporated
BD capacity

Jan 18, 1989 → May 21, 1991

Source & corrections

Where this page comes from

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