Isabel Maria Santo Tomas

CRD 1462869 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Isabel Maria Du Lau D'allemans; Isabel M Du Lau Dallemans; Isabel Maria Santotomas; Isabel Santotomas; Isabel Maria Santotomas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 79TOSIESeries 7
Registered states (15): Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · Montana · New Jersey · New Mexico · New York · North Carolina · South Carolina · South Dakota · Texas
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (14)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

Jan 22, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Sep 24, 2008 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Apr 14, 2004 → Sep 24, 2008
Credit Suisse First Boston LLC
BD capacity

Mar 8, 2002 → Apr 8, 2004
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Sep 23, 1997 → Aug 21, 2000
Robert Fleming Inc.
BD capacity

Oct 28, 1994 → Sep 24, 1997
Smith Barney Inc.
BD capacity

Dec 16, 1993 → Oct 5, 1994
Acci Securities, Inc.
BD capacity

Apr 13, 1993 → Oct 26, 1993
Global Capital Securities, Inc.
BD capacity

Jun 27, 1989 → Jun 19, 1992
Dean Witter Reynolds Inc.
BD capacity

Jun 7, 1988 → Mar 1, 1989
Shearson Lehman Hutton Inc.
BD capacity

May 14, 1988 → Jul 9, 1988
E. F. Hutton & Company Inc
BD capacity

Apr 14, 1987 → May 14, 1988
E. F. Hutton & Company Inc
BD capacity

Feb 19, 1986 → Nov 25, 1986

Source & corrections

Where this page comes from

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