Pamela K Tobbe

CRD 1464490 · Morgan Stanley · Louisville, KY

IA RegisteredBroker

Also appears in the source record as: Pamela Kay Jaggers; Pamela Kay Stinnett; Pam Tobbe; Pamela Kay Tobbe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Michigan · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Louisville, KY · IA capacity

Jun 3, 2024 → present
Morgan Stanley
BD capacity

Mar 5, 2021 → Aug 10, 2022
Morgan Stanley
IA capacity

Mar 5, 2021 → Aug 10, 2022
Wells Fargo Clearing Services, LLC
BD capacity

Nov 19, 2010 → Mar 15, 2021
Wells Fargo Clearing Services, LLC
IA capacity

Nov 19, 2010 → Mar 15, 2021
J.J.B. Hilliard, W.L. Lyons, LLC
IA capacity

Jan 7, 2004 → Nov 23, 2010
J.J.B Hilliard, W.L. Lyons, LLC
BD capacity

Mar 22, 2002 → Nov 23, 2010
Ubs Painewebber Inc.
BD capacity

Aug 14, 2000 → Apr 2, 2002
J.C. Bradford & Co.
BD capacity

Mar 19, 1986 → Aug 14, 2000

Source & corrections

Where this page comes from

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