Paul Howard Schaffer

CRD 1468699 · Captrust · Wayne, PA

IA RegisteredRegistration inactive

Also appears in the source record as: Paul H Schaffer; Paul Howard Schaffer Mr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (1): Pennsylvania
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

CaptrustCurrent
Wayne, PA · IA capacity

Apr 9, 2015 → present
Capfinancial Securities, LLC.
BD capacity

Jan 9, 2007 → Jul 9, 2025
Captrust Financial Advisors Or "captrust"
IA capacity

Jan 9, 2007 → Apr 9, 2015
Linsco/Private Ledger Corp.
BD capacity

Jul 18, 2000 → Jan 23, 2007
Plan Advisory Services, Inc.
IA capacity

Jun 20, 2001 → Dec 31, 2006
Ascend Financial Services, Inc.
BD capacity

Mar 8, 1994 → Aug 4, 2000
Mony Securities Corp.
BD capacity

Mar 18, 1986 → Mar 22, 1994
The Mutual Life Insurance Company Of New York
BD capacity

Feb 14, 1986 → Oct 15, 1990

Source & corrections

Where this page comes from

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