Michael T Persinski

CRD 1478332 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Coral Gables, FL

IA RegisteredBroker

Also appears in the source record as: Michael Thomas Persinski; Mike Persinski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 31Series 7
Registered states (19): California · Delaware · District Of Columbia · Florida · Louisiana · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Coral Gables, FL · IA capacity

Apr 19, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Citi Private Advisory, LLC
BD capacity

Mar 28, 2017 → Apr 20, 2022
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Apr 20, 2022
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Apr 20, 2022
Citicorp Investment Services
IA capacity

Nov 19, 2004 → May 29, 2007
Citicorp Investment Services
BD capacity

Jul 7, 2004 → May 29, 2007
Nationsbanc Capital Markets, Inc.
BD capacity

Jan 1, 1992 → Nov 19, 1993
Sovran Investment Corporation
BD capacity

Sep 27, 1990 → Jan 1, 1992
First Jersey Securities, Inc.
BD capacity

Apr 25, 1986 → Aug 10, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1478332 ↗ FINRA BrokerCheck record for CRD 1478332 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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