Sonja Gunda Rogers

CRD 1479402 · Wells Fargo Advisors · Frisco, TX

IA RegisteredBroker

Also appears in the source record as: Sonja Gunda Plourde; Sonja Gunda Wright

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 6Series 22Series 63
Registered states (12): Alabama · California · Delaware · Minnesota · Missouri · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Texas · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Frisco, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Frisco, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Frisco, TX · IA capacity

start not retrieved → present
A. G. Edwards & Sons, Inc.
Denton, TX · BC capacity

Jul 1, 2003 → Jan 3, 2008
A. G. Edwards & Sons, Inc.
Denton, TX · IA capacity

Jul 1, 2003 → Jan 1, 2008
Primevest Financial Services, Inc.
Nocona, TX · IA capacity

Jun 29, 2001 → Jun 30, 2003
Primevest Financial Services, Inc.
St. Cloud, MN · BC capacity

Jun 28, 2001 → Jun 30, 2003
1717 Capital Management Company
Newark, DE · BC capacity

Feb 1, 2001 → Jun 29, 2001
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Oct 2, 1997 → Jan 18, 2001
Connecticut Mutual Financial Services, Inc.
BC capacity

Apr 3, 1986 → Oct 28, 1986

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1479402 ↗ FINRA BrokerCheck record for CRD 1479402 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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