James J Minck

CRD 1484377 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: James Joseph Minck Jr; Jim Minck; James J Minck Jr Jr; James J Minck Jr. Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 3Series 7
Registered states (34): Alabama · Alaska · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1484377 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Jan 12, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Feb 28, 1990 → Apr 2, 2007
Rosenkrantz Lyon & Ross Incorporated
BD capacity

Dec 13, 1989 → Mar 6, 1990
J F Lowe & Company Incorporated
BD capacity

Dec 6, 1988 → Dec 21, 1989
Greentree Securities Corp.
BD capacity

Dec 18, 1986 → Dec 3, 1988
First Jersey Securities, Inc.
BD capacity

Apr 23, 1986 → Dec 26, 1986

Source & corrections

Where this page comes from

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