Rodney Dean Halvorson

CRD 1488641 · Morgan Stanley · Los Angeles, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 4Series 24SIESeries 3Series 7
Registered states (8): Arizona · California · Colorado · Minnesota · Nevada · New York · Oklahoma · Texas
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1488641 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Los Angeles, CA · IA capacity

May 6, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 15, 2010 → May 18, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 8, 2010 → May 18, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Feb 22, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Feb 22, 2010
Banc Of America Investment Services, Inc.
BD capacity

Nov 2, 2006 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 27, 2006 → Oct 23, 2009
Morgan Stanley
IA capacity

Aug 24, 1998 → Jun 7, 2006
Morgan Stanley Dw Inc.
BD capacity

Dec 23, 1997 → Jun 7, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 22, 1992 → Jan 8, 1998
Lehman Brothers Inc.
BD capacity

Nov 27, 1989 → Jan 30, 1992
R A F Financial Corporation
BD capacity

Apr 25, 1986 → Nov 29, 1989

Source & corrections

Where this page comes from

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