Clayton Owen

CRD 1488645 · Charles Schwab & Co., Inc. · Westlake, TX

Broker

Also appears in the source record as: Clayton Owen; Clayton Richard Owen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (9): Series 7TOSIESeries 7Series 6Series 24Series 51Series 26Series 63Series 65
Registered states (1): Texas
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Jan 27, 2022 → Sep 1, 2023
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

Sep 18, 2020 → Jan 7, 2022
Colorado Financial Service Corporation
Centennial, CO · BC capacity

Sep 8, 2011 → Nov 1, 2011
Hbw Securities LLC
Simi Valley, CA · BC capacity

Nov 28, 2005 → Jun 26, 2009
Kbs Capital Markets Group LLC
Newport Beach, CA · BC capacity

Jun 10, 2005 → Jan 4, 2006
Springboard Securities, Inc.
Newport Beach, CA · BC capacity

Nov 6, 2002 → Jul 13, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Apr 19, 2002 → Aug 20, 2002
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Apr 19, 2002 → Aug 20, 2002
Gateway Investment Services, Inc.
Oak Park, IL · BC capacity

May 24, 1995 → Mar 4, 2002
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Feb 5, 1992 → May 9, 1995
Titan/Value Equities Group, Inc.
Irvine, CA · BC capacity

Aug 21, 1991 → Feb 19, 1992

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1488645 ↗ FINRA BrokerCheck record for CRD 1488645 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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