Patricia Kennedy Penn

CRD 1488853 · Morgan Stanley · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Johnette Penn; Patricia Johnette Penn; Patricia Johnette Sides Penn; Patricia Kennedy Penn Mrs.; Patricia Sides Penn; Patricia Johnette Sides

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 8SIESeries 31Series 7
Registered states (41): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Alexandria, VA · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Jul 1, 2003 → Apr 2, 2007
Morgan Stanley
IA capacity

Jul 1, 2003 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Feb 28, 2000 → Dec 9, 2002
Morgan Stanley
IA capacity

Feb 28, 2000 → Dec 9, 2002
Dean Witter Reynolds Inc.
BD capacity

May 13, 1998 → Jul 8, 1999
Legg Mason Wood Walker, Incorporated
BD capacity

Nov 20, 1996 → Apr 3, 1998
A. G. Edwards & Sons, Inc.
BD capacity

Sep 24, 1993 → Mar 24, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 7, 1992 → Oct 26, 1993
Dean Witter Reynolds Inc.
BD capacity

Apr 24, 1990 → Feb 6, 1992

Source & corrections

Where this page comes from

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