Michael Thomas Necamp
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 10Series 24SIESeries 3Series 7
- Registered states (44)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 40
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (13)
From the source registration record · current first
-
Oct 20, 2008 → present
-
start not retrieved → present
-
Natcity Investments, Inc.IA capacityFeb 12, 2004 → Oct 20, 2008
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Natcity Investments, Inc.BD capacitySep 20, 2002 → Oct 20, 2008
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Mcdonald Investments Inc.BD capacityMay 4, 2001 → Oct 4, 2002
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First Union Securities, Inc.BD capacityJul 25, 1994 → May 4, 2001
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The Huntington Investment CompanyBD capacityOct 7, 1992 → Aug 3, 1994
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Painewebber IncorporatedBD capacityMar 3, 1991 → Oct 8, 1992
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Oak Brook Securities Corp.BD capacityAug 22, 1990 → Dec 3, 1991
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Lehman Brothers Inc.BD capacityJan 5, 1990 → Aug 7, 1990
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Lehman Brothers Inc.BD capacityOct 15, 1987 → Aug 7, 1990
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Bear, Stearns & Co. Inc.BD capacityOct 5, 1988 → Jan 10, 1990
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Prudential-Bache Securities Inc.BD capacityMay 21, 1986 → Oct 27, 1987
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.