Jerri Lynne Pratt
Also appears in the source record as: Jerri Lynne Dial; Jerri Lynne Walden
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 10Series 9SIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 39
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1507048 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (17)
From the source registration record · current first
-
Jun 22, 2010 → present
-
Oct 23, 2009 → Jun 10, 2010
-
Oct 23, 2009 → Jun 10, 2010
-
Banc Of America Investment Services, Inc.BD capacitySep 21, 2006 → Oct 23, 2009
-
Banc Of America Investment Services, Inc.IA capacitySep 1, 2006 → Oct 23, 2009
-
Banc Of America Investment Services, Inc.BD capacityJan 19, 2006 → Sep 1, 2006
-
Banc Of America Investment Services, Inc.IA capacityJan 19, 2006 → Sep 1, 2006
-
Morgan Stanley Dw Inc.BD capacitySep 1, 2004 → Nov 1, 2005
-
Morgan StanleyIA capacitySep 1, 2004 → Nov 1, 2005
-
Wachovia Securities, LLCBD capacityJul 1, 2003 → Aug 2, 2004
-
Wachovia Securities, LLCIA capacityJul 1, 2003 → Aug 2, 2004
-
Prudential Securities IncorporatedIA capacityJun 20, 2003 → Jul 1, 2003
-
Prudential Securities IncorporatedBD capacityFeb 12, 1999 → Jul 1, 2003
-
Fidelity Financial Group, Inc.BD capacityMay 28, 1998 → Feb 24, 1999
-
Prudential Securities IncorporatedBD capacityOct 12, 1995 → Mar 23, 1998
-
Dean Witter Reynolds Inc.BD capacityAug 4, 1988 → Nov 2, 1995
-
Painewebber IncorporatedBD capacityDec 22, 1987 → Aug 9, 1988
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.