G K Lloyd

CRD 1508761 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Columbia, SC

IA RegisteredBroker

Also appears in the source record as: G. Kirk Lloyd; Gary Kirk Lloyd; Kirk Lloyd

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (44): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1508761 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (4)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbia, SC · IA capacity

Aug 7, 2000 → present
Aetna Life Insurance And Annuity Company
BD capacity

Aug 21, 1989 → Feb 20, 1991
Shearson Lehman Brothers Inc.
BD capacity

Sep 24, 1986 → Sep 22, 1987
La Salle St. Securities, Inc.
BD capacity

May 22, 1986 → Sep 29, 1986

Source & corrections

Where this page comes from

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