John Stephan Jee

CRD 1516109 · Wells Fargo Advisors · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: John S Jee; John Jee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 6Series 65Series 63
Registered states (6): Connecticut · Florida · New York · North Carolina · Rhode Island · Vermont
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Greenwich, CT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Greenwich, CT · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Stamford, CT · IA capacity

Jun 1, 2009 → Jul 19, 2012
Morgan Stanley Smith Barney
Stamford, CT · BC capacity

Jun 1, 2009 → Jul 19, 2012
Morgan Stanley & Co. Incorporated
Stamford, CT · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Stamford, CT · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Darien, CT · IA capacity

Aug 25, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Darien, CT · BC capacity

Aug 25, 2006 → Apr 2, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
Stamford, CT · IA capacity

Nov 7, 2002 → Aug 30, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Stamford, CT · BC capacity

Oct 31, 2002 → Aug 30, 2006
Mesirow Financial, Inc.
Chicago, IL · BC capacity

May 23, 1997 → Apr 17, 2002
Tradition (Government Securities) Inc.
New York, NY · BC capacity

Jan 12, 1995 → May 20, 1997
Rodman & Renshaw Inc.
Chicago, IL · BC capacity

Apr 7, 1993 → Nov 4, 1994
Continental Global Financial Corporation
BC capacity

Oct 28, 1991 → Nov 15, 1991
Citicorp Securities Markets, Inc.
New York, NY · BC capacity

Jan 26, 1989 → Sep 18, 1990
First Investors Corporation
BC capacity

Jun 27, 1986 → Jan 19, 1988

Source & corrections

Where this page comes from

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