Gary Eugene Morgan

CRD 1517009 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Macon, GA

IA RegisteredBroker

Also appears in the source record as: Gary Morgan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 63Series 10Series 9Series 8SIESeries 7Series 6
Registered states (9): Alabama · Arizona · Florida · Georgia · Montana · New Mexico · North Carolina · Texas · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1517009 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Macon, GA · IA capacity

Jan 14, 2005 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Macon, GA · BC capacity

start not retrieved → present
A. G. Edwards & Sons, Inc.
IA capacity

May 6, 2003 → Jan 14, 2005
A. G. Edwards & Sons, Inc.
BD capacity

Oct 11, 1996 → Jan 14, 2005
J.C. Bradford & Co.
BD capacity

Aug 23, 1991 → Oct 29, 1996
North American Management, Inc.
BD capacity

Nov 21, 1988 → May 19, 1992
First American National Securities, Inc.
BD capacity

Sep 8, 1987 → Dec 31, 1988
Equico Securities, Inc.
BD capacity

Feb 26, 1987 → Oct 14, 1987
The Equitable Life Assurance Society Of The United States
BD capacity

Jul 28, 1986 → Aug 13, 1987

Source & corrections

Where this page comes from

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