David Michael Osborn

CRD 1518891 · Morgan Stanley · Allentown, PA

IA RegisteredBroker

Also appears in the source record as: David M Osborn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63SIESeries 7Series 62Series 22Series 6
Registered states (13): Colorado · Connecticut · Florida · Maryland · Michigan · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Vermont · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1518891 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Allentown, PA · IA capacity

Aug 20, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 2002 → Aug 26, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 20, 2002 → Aug 26, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 7, 2000 → Jan 24, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 25, 1996 → Oct 24, 2000
Mml Investors Services, Inc.
BD capacity

Mar 1, 1996 → Apr 1, 1996
G. R. Phelps & Co., Inc.
BD capacity

Apr 22, 1994 → Mar 1, 1996
Independent Financial Group
BD capacity

Jun 8, 1990 → Apr 8, 1994
Cigna Securities, Inc.
BD capacity

Aug 8, 1986 → Jul 5, 1990

Source & corrections

Where this page comes from

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