Hugh Breslin

CRD 1529648 · Wells Fargo Advisors · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Hugh Francis Breslin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 3Series 63Series 65
Registered states (17): Arizona · California · Delaware · Florida · Illinois · Indiana · Kansas · Missouri · Montana · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1529648 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Chicago, IL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Chicago, IL · IA capacity

Jan 30, 2009 → Oct 14, 2020
Ubs Financial Services Inc.
Chicago, IL · BC capacity

Jan 30, 2009 → Oct 14, 2020
Banc Of America Investment Services, Inc.
Chicago, IL · IA capacity

Aug 18, 2003 → Feb 4, 2009
Banc Of America Investment Services, Inc.
Chicago, IL · BC capacity

Aug 18, 2003 → Feb 4, 2009
Banc Of America Securities LLC
New York, NY · BC capacity

Jan 11, 2001 → Sep 16, 2003
Banc Of America Securities LLC
Chicago, IL · IA capacity

Jan 31, 2001 → Aug 28, 2003
Bemos Investment Advisors, L.L.C.
Deerfield, IL · BC capacity

Dec 13, 2000 → Jan 11, 2001
Sbc Warburg Dillon Read Inc.
Stamford, CT · BC capacity

Sep 15, 1997 → May 4, 1998
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Jan 11, 1995 → Sep 25, 1997
Salomon Brothers Municipals Inc
BC capacity

Nov 10, 1992 → Jan 18, 1995
Salomon Brothers Inc.
New York, NY · BC capacity

Nov 4, 1992 → Jan 18, 1995
Prudential-Bache Securities Inc.
New York, NY · BC capacity

Mar 22, 1988 → Dec 19, 1989

Source & corrections

Where this page comes from

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