Peter Nwabuokei Meme

CRD 1529666 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · East Brunswick, NJ

IA RegisteredBroker

Also appears in the source record as: Peter N Meme

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (16): California · Connecticut · Florida · Georgia · Illinois · Maryland · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1529666 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Brunswick, NJ · IA capacity

May 26, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Brunswick, NJ · BC capacity

start not retrieved → present
Garden State Investment Advisory Services, LLC
IA capacity

Jan 8, 2013 → Apr 28, 2015
Garden State Securities, Inc.
BD capacity

Feb 18, 2011 → Apr 28, 2015
Valic Financial Advisors, Inc.
IA capacity

Oct 28, 2010 → Feb 28, 2011
Valic Financial Advisors, Inc.
BD capacity

Apr 15, 2010 → Feb 28, 2011
Equitas America, LLC
BD capacity

Dec 14, 2004 → Aug 21, 2009
Morgan Stanley
IA capacity

Dec 4, 2002 → Dec 7, 2004
Morgan Stanley Dw Inc.
BD capacity

Oct 7, 2002 → Dec 7, 2004
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Nov 1, 2000 → Jul 12, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 22, 1996 → Jul 12, 2002
The Equitable Life Assurance Society Of The United States
BD capacity

Jul 23, 1986 → Apr 16, 1996
Equico Securities, Inc.
BD capacity

Jul 23, 1986 → Apr 16, 1996

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1529666 ↗ FINRA BrokerCheck record for CRD 1529666 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.