Robert Michael Laterza

CRD 1532468 · Morgan Stanley · Roseland, NJ

IA RegisteredBroker

Also appears in the source record as: Laterza M Laterza

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 72SIESeries 7Series 22Series 6
Registered states (11): California · Connecticut · Florida · Maryland · Massachusetts · New Jersey · New York · North Carolina · Pennsylvania · Vermont · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1532468 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Roseland, NJ · IA capacity

Oct 8, 2021 → present
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Oct 13, 2021
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Oct 13, 2021
Citicorp Investment Services
IA capacity

Nov 12, 2004 → May 29, 2007
Citicorp Investment Services
BD capacity

Oct 29, 1992 → May 29, 2007
Personal Asset Management Ltd.
BD capacity

Jun 26, 1989 → Aug 9, 1996
Financial Horizons Securities Corporation
BD capacity

Feb 22, 1993 → Jul 17, 1995
John Hancock Mutual Life Insurance Company
BD capacity

Sep 9, 1992 → Nov 10, 1992
John Hancock Distributors, Inc.
BD capacity

Sep 9, 1992 → Nov 10, 1992
Calvert Securities Corporation
BD capacity

Jan 31, 1992 → Jul 2, 1992
The Equitable Life Assurance Society Of The United States
BD capacity

Jan 2, 1989 → Jan 24, 1989
Equico Securities, Inc.
BD capacity

Jan 2, 1989 → Jan 24, 1989
Cigna Securities, Inc.
BD capacity

Aug 19, 1986 → Dec 22, 1987

Source & corrections

Where this page comes from

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