Kevin E. Smith

CRD 1534727 · J.P. Morgan Securities LLC · Powell, OH

IA RegisteredBroker

Also appears in the source record as: Kevin Eugene Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 4Series 51Series 24Series 63Series 65
Registered states (43): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Powell, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Powell, OH · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Columbus, OH · IA capacity

Oct 13, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Columbus, OH · BC capacity

Sep 28, 2009 → Oct 1, 2012
Allstate Financial Services, LLC
Dublin, OH · BC capacity

Apr 17, 2006 → Sep 24, 2009
Royal Alliance Associates, Inc.
Camarillo, CA · IA capacity

Nov 7, 2003 → Jan 25, 2006
Royal Alliance Associates, Inc.
Camarillo, CA · BC capacity

Aug 20, 2003 → Jan 25, 2006
Raymond James Financial Services
Dublin, OH · IA capacity

Oct 10, 2001 → Aug 26, 2003
Raymond James Financial Services, Inc.
St. Petersburg, FL · BC capacity

Sep 13, 2001 → Aug 26, 2003
Natcity Insurance Services, Inc.
Cleveland, OH · BC capacity

Aug 30, 1999 → Sep 20, 2001
Natcity Investments, Inc.
Cleveland, OH · BC capacity

Jun 1, 1996 → Sep 20, 2001
Liberty Securities Corporation
Purchase, NY · BC capacity

Aug 3, 1998 → Sep 1, 1999
Independent Financial Securities, Inc.
BC capacity

May 27, 1994 → Aug 3, 1998
National City Investments Corporation
BC capacity

Mar 8, 1993 → Jun 1, 1996
Banc One Securities Corporation
Chicago, IL · BC capacity

Jan 6, 1992 → Mar 3, 1993
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Aug 21, 1986 → Jan 6, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1534727 ↗ FINRA BrokerCheck record for CRD 1534727 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.