Hudson Bazemore

CRD 1539183 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Winston Salem, NC

IA RegisteredBroker

Also appears in the source record as: Hud Bazemore Jr; Hud Bazemore; Pete Hudson Bazemore Jr; Pete Hudson Bazemore; Pete Hudson Bazemore

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Winston Salem, NC · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Winston Salem, NC · BC capacity

start not retrieved → present
Gpc Securities, Inc.
Atlanta, GA · BC capacity

Jan 1, 1999 → Dec 13, 2007
Invesco Distributors, Inc.
Houston, TX · BC capacity

Jul 17, 1998 → Jan 1, 1999
Aon Securities Corporation
Chicago, IL · BC capacity

Sep 24, 1997 → Jul 23, 1998
Nationwide Investment Services Corporation
Columbus, OH · BC capacity

Jul 1, 1996 → Jul 9, 1997
Nationwide Advisory Services, Inc.
Columbus, OH · BC capacity

Apr 24, 1993 → Jul 1, 1996
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Mar 22, 1990 → May 20, 1993
Security First Financial, Inc.
Newport Beach, CA · BC capacity

Nov 9, 1989 → Feb 24, 1990
Private Ledger Financial Services, Incorporated
BC capacity

Apr 22, 1987 → Nov 6, 1987
The Stuart-James Company, Inc.
BC capacity

Jul 23, 1986 → Apr 7, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1539183 ↗ FINRA BrokerCheck record for CRD 1539183 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.