James John Solano

CRD 1540207 · Morgan Stanley · Red Bank, NJ

IA RegisteredBroker

Also appears in the source record as: James J. Solano Jr.; James John Solano Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1540207 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Red Bank, NJ · IA capacity

Aug 28, 2017 → present
Stifel, Nicolaus & Company, Incorporated
BD capacity

Jan 3, 2011 → Aug 25, 2017
Raymond James Financial Services, Inc.
BD capacity

Sep 3, 2010 → Dec 14, 2010
G Capital Advisors, LLC
IA capacity

May 28, 2009 → Sep 18, 2009
Deutsche Bank Securities Inc.
BD capacity

Jan 13, 2001 → Sep 24, 2008
Deutsche Bank Securities Inc.
IA capacity

Feb 2, 2002 → Jun 12, 2003
Db Alex. Brown LLC
BD capacity

Sep 13, 2000 → Jan 13, 2001
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Jan 21, 1999 → Sep 15, 2000
Bt Alex. Brown Incorporated
BD capacity

Sep 1, 1997 → Jan 13, 1999
Alex. Brown & Sons Incorporated
BD capacity

Feb 4, 1994 → Sep 1, 1997
Prudential Securities Incorporated
BD capacity

Jan 19, 1988 → Feb 9, 1994

Source & corrections

Where this page comes from

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