David Todd Mcdowell

CRD 1543496 · Morgan Stanley · Boca Raton, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 24Series 10Series 9SIESeries 7Series 3
Registered states (29): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1543496 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (14)

From the source registration record · current first

Morgan StanleyCurrent
Boca Raton, FL · IA capacity

Jun 21, 2016 → present
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Jun 9, 2016
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Jun 9, 2016
Citicorp Investment Services
IA capacity

Jun 14, 2005 → May 29, 2007
Citicorp Investment Services
BD capacity

Jun 13, 2005 → May 29, 2007
Janney Montgomery Scott LLC
IA capacity

May 27, 2005 → Jul 7, 2005
Janney Montgomery Scott LLC
BD capacity

Nov 29, 2002 → Jul 7, 2005
Ladenburg, Thalmann & Co., Inc.
BD capacity

Nov 20, 2002 → Dec 16, 2002
Ladenburg Capital Management Inc.
BD capacity

Jan 2, 2002 → Nov 20, 2002
Ladenburg, Thalmann & Co., Inc.
BD capacity

Mar 30, 1998 → Jan 2, 2002
Prudential Securities Incorporated
BD capacity

Jan 8, 1996 → Mar 23, 1998
Painewebber Incorporated
BD capacity

Jun 18, 1992 → Jan 10, 1996
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

May 22, 1989 → Jun 22, 1992
Drexel Burnham Lambert Incorporated
BD capacity

Mar 23, 1988 → May 22, 1989

Source & corrections

Where this page comes from

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