David Starker

CRD 1543665 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: David John Starker; David Starker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 3Series 66Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Credit Suisse Securities (USA) LLC
New York, NY · IA capacity

Aug 27, 2008 → Jun 12, 2014
Credit Suisse Securities (USA) LLC
New York, NY · BC capacity

Mar 24, 2006 → Jun 12, 2014
Lehman Brothers Inc.
New York, NY · BC capacity

Mar 5, 2001 → Apr 4, 2006
First Union Securities, Inc.
St. Louis, MO · BC capacity

Oct 1, 1999 → Mar 8, 2001
First Union Capital Markets Corp.
Charlotte, NC · BC capacity

Dec 17, 1998 → Oct 1, 1999
Prudential Securities Incorporated
New York, NY · BC capacity

Apr 4, 1996 → Dec 21, 1998
Painewebber Incorporated
Weehawken, NJ · BC capacity

Dec 16, 1991 → Apr 12, 1996
Smith Barney, Harris Upham & Co., Incorporated
New York, NY · BC capacity

May 25, 1989 → Dec 17, 1991
Drexel Burnham Lambert Incorporated
BC capacity

Jun 23, 1987 → Jul 22, 1989

Source & corrections

Where this page comes from

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