Heather Anne Shea

CRD 1544196 · Wells Fargo Advisors · Spokane, WA

IA RegisteredBroker

Also appears in the source record as: Heather Anne Lalone; Heather Anne Scott

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 63Series 65
Registered states (29): Alaska · Arizona · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Illinois · Indiana · Michigan · Minnesota · Montana · Nevada · New Mexico · New York · North Carolina · North Dakota · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Spokane, WA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Spokane, WA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Spokane, WA · IA capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
Spokane, WA · BC capacity

Sep 14, 2012 → Sep 24, 2013
U.S. Bancorp Investments, Inc.
Spokane, WA · IA capacity

May 21, 2012 → Sep 24, 2013
Ken Roberts Investment Management, Inc.
Spokane, WA · IA capacity

May 7, 1998 → Jul 29, 2011
Partners Investment Network, Inc.
Spokane, WA · BC capacity

Jul 2, 1998 → Aug 31, 2004
Smith Barney Inc.
New York, NY · BC capacity

May 1, 1995 → Apr 15, 1998
D.A. Davidson & Co.
Great Falls, MT · BC capacity

Oct 12, 1994 → May 5, 1995

Source & corrections

Where this page comes from

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