Keith Robert Gerard Conklin

CRD 1546496 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Keith Robert Conkin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (13): California · Florida · Louisiana · Massachusetts · Michigan · Missouri · Nebraska · New Hampshire · North Carolina · Ohio · South Carolina · Texas · Washington
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1546496 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Raymond James & Associates, Inc.
Dallas, TX · IA capacity

Mar 5, 2001 → Apr 16, 2007
Raymond James & Associates, Inc.
Dallas, TX · BC capacity

Mar 2, 2001 → Apr 16, 2007
Dain Rauscher Incorporated
New York, NY · BC capacity

Mar 2, 1998 → Mar 15, 2001
Dain Rauscher Incorporated
BC capacity

Jan 2, 1998 → Mar 2, 1998
Rauscher Pierce Refsnes, Inc.
Dallas, TX · BC capacity

Oct 26, 1994 → Jan 2, 1998
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jun 24, 1988 → Apr 11, 1990

Source & corrections

Where this page comes from

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