Raymond Leslie Keogh

CRD 1548453 · J.P. Morgan Securities LLC · Houston, TX

IA RegisteredBroker

Also appears in the source record as: R Keogh; Ray Keogh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 9Series 10Series 8Series 4Series 66Series 63
Registered states (15): Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Iowa · Louisiana · Missouri · New Jersey · Puerto Rico · South Carolina · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1548453 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Houston, TX · IA capacity

Jul 6, 2005 → Oct 1, 2012
Chase Investment Services Corp.
Houston, TX · BC capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
Houston, TX · IA capacity

Jun 29, 2005 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Mar 24, 2005 → Jul 6, 2005
Atlas Securities, Inc.
San Leandro, CA · BC capacity

May 31, 2004 → Sep 24, 2004
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Jul 2, 2003 → Oct 9, 2003
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Feb 11, 1996 → Jul 30, 2001
Simmons & Bishop Co. Inc.
Scottsdale, AZ · BC capacity

Sep 9, 1994 → Jan 23, 1996
Olde Discount Corporation
Detroit, MI · BC capacity

Feb 25, 1992 → Aug 31, 1994
Metropolitan Life Insurance Company
New York, NY · BC capacity

Nov 4, 1991 → Mar 10, 1992
Metlife Securities Inc.
Springfield, MA · BC capacity

Nov 4, 1991 → Mar 10, 1992
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Dec 8, 1988 → Jan 30, 1991
Blinder, Robinson & Co., Inc.
BC capacity

Aug 21, 1986 → Oct 13, 1988

Source & corrections

Where this page comes from

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