Peter C Noonan

CRD 1549857 · J.P. Morgan Securities LLC · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Peter Connors Noonan; Peter Noonan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 3Series 66Series 63
Registered states (38): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boston, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
Robertson Stephens, Inc.
Boston, MA · IA capacity

May 6, 2002 → Jul 30, 2002
Robertson Stephens, Inc.
San Francisco, CA · BC capacity

Jun 2, 2000 → Jul 30, 2002
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jan 28, 1995 → Jul 7, 2000
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Apr 3, 1993 → Jan 28, 1995
First New England Securities Corporation
Boston, MA · BC capacity

Oct 5, 1992 → Mar 2, 1993
Lehman Brothers Inc.
New York, NY · BC capacity

Jun 21, 1990 → Nov 20, 1990
Drexel Burnham Lambert Incorporated
BC capacity

Nov 21, 1986 → Jun 6, 1989

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1549857 ↗ FINRA BrokerCheck record for CRD 1549857 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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