Keith Bradley Smithers

CRD 1550024 · Morgan Stanley · Cornelius, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 10Series 9SIESeries 31Series 7
Registered states (34): Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1550024 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Cornelius, NC · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Feb 21, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Feb 21, 2006 → Jun 1, 2009
Legg Mason Wood Walker Inc
IA capacity

Dec 31, 2000 → Feb 21, 2006
Legg Mason Wood Walker, Incorporated
BD capacity

Aug 24, 1988 → Feb 21, 2006
The Pinnacle Group, Inc.
BD capacity

Mar 18, 1987 → Aug 29, 1988
Lifestyle Investment Services, Incorporated
BD capacity

Aug 21, 1986 → Apr 6, 1987

Source & corrections

Where this page comes from

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