Alan Robert Nachman

CRD 1553733 · Captrust · Greenville, SC

IA RegisteredBroker

Also appears in the source record as: Alan Nachman; Bob Nachman; Bobby Nachman II

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 72Series 99TOSIESeries 7
Registered states (13): Alabama · California · Florida · Georgia · Montana · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1553733 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Greenville, SC · BD capacity

Jul 16, 2021 → present
CaptrustCurrent
Greenville, SC · IA capacity

Jul 2, 2021 → present
Nachman Norwood & Parrott, Inc.
IA capacity

May 1, 2018 → Nov 12, 2021
Purshe Kaplan Sterling Investments
BD capacity

May 1, 2018 → Aug 30, 2021
Wells Fargo Advisors Financial Network, LLC
BD capacity

Sep 7, 2007 → May 1, 2018
Wells Fargo Advisors Financial Network, LLC
IA capacity

Sep 7, 2007 → May 1, 2018
Wachovia Securities, LLC
IA capacity

May 2, 2002 → Sep 7, 2007
Wachovia Securities, LLC
BD capacity

Oct 1, 1999 → Sep 7, 2007
First Union Capital Markets Corp.
BD capacity

Jan 27, 1993 → Oct 1, 1999
Nationsbanc Securities, Inc.
BD capacity

Dec 8, 1989 → Feb 2, 1993
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Oct 31, 1986 → Dec 22, 1989

Source & corrections

Where this page comes from

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