Richard J Doyle

CRD 1557054 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jim Doyle; Richard James Doyle Jr; Richard James Doyle Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 24Series 26Series 63Series 65
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Aon Retirement Plan Advisors, LLC
Stamford, CT · IA capacity

May 18, 2006 → Feb 15, 2008
Aon Securities Corporation
Stamford, CT · BC capacity

Jul 9, 2003 → Feb 15, 2008
Aon Capital Advisors LLC
Stamford, CT · IA capacity

May 7, 2003 → Dec 31, 2005
Wright Investors' Service Distributors, Inc.
Shelton, CT · BC capacity

Nov 20, 1996 → Dec 2, 1999
Investment Services Capital Corp.
Haverstraw, NY · BC capacity

Apr 5, 1995 → Jan 1, 1996
Equico Securities, Inc.
New York, NY · BC capacity

Jun 7, 1994 → Apr 19, 1995
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Aug 5, 1993 → Apr 19, 1995
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Mar 16, 1992 → Mar 23, 1993
New England Securities
New York, NY · BC capacity

Jul 6, 1988 → Nov 27, 1990
Pruco Securities Corporation
BC capacity

Nov 24, 1986 → Mar 24, 1987

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1557054 ↗ FINRA BrokerCheck record for CRD 1557054 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.