Nicholas Manchisi

CRD 1558727 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Garden City, NY

IA RegisteredBroker

Also appears in the source record as: Nick Manchisi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSeries 31SIESeries 7Series 9Series 10Series 4Series 53Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · BC capacity

start not retrieved → present
Hsbc Securities (USA) Inc.
Melville, NY · IA capacity

Oct 29, 2013 → Jan 29, 2020
Hsbc Securities (USA) Inc.
Melville, NY · BC capacity

Oct 28, 2013 → Jan 29, 2020
E*trade Capital Management, LLC
Arlington, VA · IA capacity

Jan 11, 2012 → Oct 18, 2013
E*trade Securities LLC
New York, NY · BC capacity

Jan 11, 2012 → Oct 18, 2013
Obsidian Financial Group, LLC
Woodbury, NY · BC capacity

Sep 10, 2010 → Dec 22, 2011
Essex National Securities, Inc.
New York, NY · IA capacity

Jul 14, 2010 → Sep 2, 2010
Essex National Securities, Inc.
New York, NY · BC capacity

May 3, 2010 → Sep 2, 2010
Chase Investment Services Corp.
New York, NY · IA capacity

Apr 23, 1999 → Mar 8, 2010
Chase Investment Services Corp.
New York, NY · BC capacity

Aug 21, 1996 → Mar 8, 2010
Bhcm Inc.
Houston, TX · BC capacity

Feb 1, 1995 → Aug 21, 1996
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Aug 9, 1990 → Feb 1, 1995
Crossland Investor Services Corp.
BC capacity

Sep 6, 1989 → Aug 14, 1990
J. T. Moran & Co., Inc.
BC capacity

Nov 25, 1987 → Sep 27, 1988
Blinder, Robinson & Co., Inc.
BC capacity

Feb 26, 1987 → Nov 13, 1987

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1558727 ↗ FINRA BrokerCheck record for CRD 1558727 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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