Paul C Fragakis

CRD 1559036 · Fidelity Brokerage Services LLC · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Paul Charles Fragakis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 55Series 7
Registered states (24): Alabama · Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1559036 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Atlanta, GA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Johns Creek, GA · BD capacity

Apr 21, 2015 → present
Fidelity Brokerage Services LLCCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 7, 2015 → Jul 13, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 26, 2013 → Apr 13, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 4, 2013 → Apr 13, 2015
T3 Trading Group, LLC
BD capacity

May 10, 2011 → Mar 27, 2013
First American Capital And Trading Corporation
BD capacity

Jan 29, 2004 → Mar 30, 2011
Kaplan & Co. Securities Inc.
BD capacity

Jan 5, 2000 → Jan 29, 2004
Bear, Stearns & Co. Inc.
BD capacity

Aug 27, 1990 → Jan 12, 2000
Oppenheimer & Co., Inc.
BD capacity

Jul 24, 1989 → Sep 5, 1990
Painewebber Incorporated
BD capacity

Sep 24, 1986 → Aug 4, 1989

Source & corrections

Where this page comes from

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