James Alan Moore

CRD 1569188 · Edward Jones · Northfield Center, OH

IA RegisteredBroker

Also appears in the source record as: Jim Moore

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 10Series 9Series 8SIESeries 7
Registered states (13): California · Colorado · Florida · Georgia · Massachusetts · Michigan · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (8)

From the source registration record · current first

Edward JonesCurrent
Northfield Center, OH · IA capacity

Jan 25, 2007 → present
Edward JonesCurrent
Northfield Center, OH · BC capacity

start not retrieved → present
Fidelity Brokerage Services, Inc.
BD capacity

Feb 26, 1993 → Oct 8, 1999
The Prudential Insurance Company Of America
BD capacity

Jul 18, 1991 → Mar 5, 1993
Pruco Securities Corporation
BD capacity

Jul 18, 1991 → Mar 5, 1993
Society Investor Services Corporation
BD capacity

Jun 18, 1991 → Jul 10, 1991
Society Investor Services Corporation
BD capacity

May 26, 1989 → Jul 25, 1989
American Express Financial Advisors Inc.
BD capacity

Sep 29, 1986 → Aug 29, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1569188 ↗ FINRA BrokerCheck record for CRD 1569188 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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