Todd Randall Walsh

CRD 1571625 · Captrust · Costa Mesa, CA

IA Registered

Also appears in the source record as: Todd R Walsh; Todd Walsh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Expanded
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 8Series 7Series 3
Registered states (2): California · Texas
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1571625 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (10)

From the source registration record · current first

CaptrustCurrent
Costa Mesa, CA · IA capacity

Feb 18, 2026 → present
Alpha Cubed Investments, LLC
IA capacity

Dec 8, 2011 → Apr 30, 2026
Lehrer Management Co Inc
IA capacity

Nov 15, 2012 → Oct 30, 2013
Trw Investments
IA capacity

Jan 10, 2008 → Dec 20, 2012
Lpl Financial Corporation
IA capacity

Dec 18, 1997 → Jan 28, 2008
Lpl Financial Corporation
BD capacity

Dec 3, 1997 → Jan 28, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 9, 1994 → Dec 9, 1997
Painewebber Incorporated
BD capacity

Dec 11, 1989 → Jun 10, 1994
Shearson Lehman Hutton Inc.
BD capacity

Apr 11, 1988 → Jan 5, 1990
E. F. Hutton & Company Inc
BD capacity

Oct 24, 1986 → Apr 11, 1988

Source & corrections

Where this page comes from

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