David Evan Passman

CRD 1583195 · Morgan Stanley · Purchase, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 24SIESeries 3Series 7
Registered states (37): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Purchase, NY · IA capacity

Mar 28, 2014 → present
Wells Fargo Advisors, LLC
IA capacity

Nov 8, 2006 → Mar 31, 2014
Wells Fargo Advisors, LLC
BD capacity

Oct 27, 2006 → Mar 31, 2014
Citigroup Global Markets Inc.
BD capacity

Apr 29, 1998 → Nov 1, 2006
First New York Securities L.L.C.
BD capacity

Feb 20, 1997 → Mar 12, 1998
Cantor Fitzgerald & Co.
BD capacity

Aug 29, 1994 → Jan 13, 1997
Cantor Fitzgerald Partners
BD capacity

Aug 18, 1994 → Jan 13, 1997
Cantor Fitzgerald Securities
BD capacity

Jul 19, 1994 → Jan 13, 1997
Shearson Lehman Hutton Inc.
BD capacity

Nov 18, 1986 → Sep 16, 1988

Source & corrections

Where this page comes from

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