Thomas J Degnan

CRD 1586040 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Thomas John Degnan; Thomas Degnan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 66Series 65Series 63
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · BC capacity

start not retrieved → present
Ss&c Market Services, LLC
Quincy, MA · BC capacity

May 11, 2021 → Feb 2, 2024
Invesco Advisers, Inc.
Norwell, MA · IA capacity

Jan 15, 2016 → Nov 18, 2020
Invesco Distributors, Inc.
Houston, TX · BC capacity

Oct 12, 2015 → Nov 18, 2020
Fidelity Brokerage Services LLC
Boston, MA · BC capacity

Mar 17, 2011 → Sep 28, 2015
Ing Investment Advisors, LLC
Quincy, MA · BC capacity

Jan 31, 2007 → Mar 17, 2010
Metropolitan Life Insurance Company
Boston, MA · BC capacity

Nov 27, 2002 → Jun 9, 2006
Metlife Securities Inc.
Boston, MA · BC capacity

Nov 27, 2002 → Jun 9, 2006
Walnut Street Securities, Inc.
El Segundo, CA · BC capacity

Jun 28, 2000 → Jan 29, 2003
Bankboston Investor Services, Inc.
Boston, MA · BC capacity

Mar 27, 1997 → Jul 26, 1999
New England Funds, L.P.
Boston, MA · BC capacity

Jul 17, 1995 → Mar 4, 1996
Quest For Value Distributors
New York, NY · BC capacity

Apr 24, 1992 → Nov 13, 1994
Federated Securities Corp.
Pittsburgh, PA · BC capacity

Jun 22, 1990 → Jan 31, 1992
Eaton Vance Distributors, Inc.
Boston, MA · BC capacity

Dec 18, 1989 → Jun 12, 1990
First Investors Corporation
BC capacity

Nov 5, 1986 → Feb 4, 1987

Source & corrections

Where this page comes from

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