Steven Glenn Mitchell

CRD 1596591 · Morgan Stanley · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Steve Mitchell; Steven Clenn Mitchell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 66Series 63Series 10Series 27Series 4Series 53Series 24Series 52TOSeries 99TOSIESeries 31Series 7
Registered states (20): Alabama · California · Colorado · Florida · Georgia · Idaho · Illinois · Kentucky · Massachusetts · Michigan · Missouri · Nevada · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Washington
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1596591 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
San Antonio, TX · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Mar 30, 2005 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Mar 29, 2005 → Jun 1, 2009
Broadway Brokerage Services, Inc.
BD capacity

Feb 7, 1990 → Mar 30, 2005
Financial Network Investment Corporation
IA capacity

Sep 24, 2003 → Mar 10, 2005
Financial Network Investment Corporation
BD capacity

May 10, 2002 → Mar 10, 2005
Charles Schwab & Co., Inc.
BD capacity

Aug 20, 1987 → Jan 23, 1990

Source & corrections

Where this page comes from

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