Barry Jon Fish

CRD 1602880 · J.P. Morgan Securities LLC · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Barry Fish

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (37): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1602880 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boston, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newton, MA · IA capacity

Jul 6, 2007 → Sep 6, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newton, MA · BC capacity

Jul 6, 2007 → Sep 6, 2011
Rbc Dain Rauscher Inc.
Wellesley Hills, MA · IA capacity

Mar 17, 2006 → Jul 19, 2007
Rbc Dain Rauscher Inc.
Wellesley Hills, MA · BC capacity

Jan 13, 2003 → Jul 19, 2007
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Dec 7, 2001 → Dec 13, 2002
Cibc World Markets Corp.
New York, NY · BC capacity

Feb 9, 1996 → Dec 5, 2001
Smith Barney, Harris Upham & Co., Incorporated
New York, NY · BC capacity

Sep 27, 1989 → Feb 26, 1991
Prudential-Bache Securities Inc.
New York, NY · BC capacity

Sep 15, 1989 → Oct 14, 1989
Thomson Mckinnon Securities Inc.
New York, NY · BC capacity

Mar 8, 1989 → Sep 16, 1989
Shearson Lehman Hutton Inc.
BC capacity

Jan 21, 1987 → Mar 21, 1989

Source & corrections

Where this page comes from

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