Lisa Anne Pyzynski

CRD 1605654 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boston, MA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 63Series 65
Registered states (21): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Kentucky · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · BC capacity

start not retrieved → present
Credit Suisse First Boston LLC
New York, NY · BC capacity

Jan 17, 2003 → Mar 25, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Sep 8, 2000 → Jan 17, 2003
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

May 14, 1996 → Sep 6, 2000
H.C. Wainwright & Co., Inc.
New York, NY · BC capacity

Apr 6, 1995 → May 8, 1996
Commonwealth Equity Services, Inc.
Waltham, MA · BC capacity

Aug 10, 1993 → Apr 4, 1995
Thomas James Associates, Inc.
Rochester, NY · BC capacity

Jan 11, 1993 → Feb 17, 1993
Cowen & Co.
New York, NY · BC capacity

Jul 7, 1992 → Nov 10, 1992
Painewebber Incorporated
Weehawken, NJ · BC capacity

Oct 24, 1990 → Jun 22, 1992
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Apr 13, 1989 → Mar 8, 1990
Fidelity Brokerage Services, Inc.
BC capacity

Apr 6, 1987 → Mar 11, 1988

Source & corrections

Where this page comes from

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