Kathryn Alethe Hall

CRD 1611653 · J.P. Morgan Securities LLC · Ponte Vedra Beach, FL

IA RegisteredBroker

Also appears in the source record as: Kathryn A Hall; Kathryn A Kochsiek; Kathryn Alethe Kochsiek; Kathy Kochsiek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 6Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Ponte Vedra Beach, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Ponte Vedra Beach, FL · BC capacity

start not retrieved → present
International Assets Advisory, LLC
Ponte Vedra Beach, FL · BC capacity

Apr 17, 2009 → Jul 6, 2011
Suntrust Investment Services, Inc.
Jacksonville, FL · IA capacity

Apr 5, 2006 → Apr 25, 2007
Suntrust Investment Services, Inc.
Jacksonville, FL · BC capacity

Sep 8, 2000 → Apr 25, 2007
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Mar 8, 1994 → Jul 11, 2000
Florida National Investment Services, Inc.
BC capacity

Nov 17, 1988 → May 25, 1990
Interstate Securities Corporation
BC capacity

Oct 14, 1988 → Oct 31, 1988
Johnson, Lane, Space, Smith & Co., Inc.
BC capacity

Sep 19, 1988 → Oct 14, 1988
Painewebber Incorporated
BC capacity

Oct 21, 1987 → Aug 17, 1988

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1611653 ↗ FINRA BrokerCheck record for CRD 1611653 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.