Roberta K. Zuckerman

CRD 1613919 · J.P. Morgan Securities LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Roberta Karmel; Roberta K Karmel; Roberta Karmel Zuckerman; Karmel Zuckerman; Roberta Karmel Zuckerman; Roberta Zuckerman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 66Series 63
Registered states (23): Arizona · Colorado · Connecticut · District Of Columbia · Florida · Idaho · Illinois · Kentucky · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Montana · Nebraska · New Jersey · Oklahoma · Puerto Rico · South Carolina · South Dakota · Texas · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Boca Raton, FL · IA capacity

Aug 31, 2020 → Jan 4, 2024
Citigroup Global Markets Inc.
Boca Raton, FL · BC capacity

May 23, 2011 → Jan 4, 2024
Hsbc Securities (USA) Inc.
New York, NY · BC capacity

Apr 12, 2010 → Apr 27, 2011
First Republic Securities Company, LLC
New York, NY · BC capacity

Jul 30, 2007 → Aug 11, 2009
City National Securities, Inc.
New York, NY · BC capacity

Feb 24, 2006 → Jun 4, 2007
Chase Investment Services Corp.
Chicago, IL · BC capacity

Feb 19, 1999 → Mar 10, 2005
Princeton Equity Securities, Inc.
New York, NY · BC capacity

Nov 14, 1994 → Sep 3, 1997
Ameriprop, Inc.
Melville, NY · BC capacity

Nov 29, 1993 → Dec 7, 1993
Seidel & Fasano, Inc.
New York, NY · BC capacity

Sep 12, 1988 → Feb 23, 1993
Shearson Lehman Brothers Inc.
BC capacity

Jan 21, 1987 → Aug 31, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1613919 ↗ FINRA BrokerCheck record for CRD 1613919 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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