Abby Wolman Wolman Mcelroy

CRD 1615053 · Morgan Stanley · Westport, CT

IA RegisteredBroker

Also appears in the source record as: Abby W Mcelroy; Abby Wolman Mcelroy; Abby Lucille Wolman; Abby Lucille Wolman Mcelroy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Westport, CT · IA capacity

Aug 30, 2017 → present
Rbc Capital Markets, LLC
BD capacity

Oct 29, 2004 → Sep 12, 2017
Rbc Capital Markets, LLC
IA capacity

Oct 29, 2004 → Sep 12, 2017
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Nov 18, 2004
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Nov 18, 2004
Prudential Securities Incorporated
IA capacity

Oct 21, 1999 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

Sep 27, 1999 → Jul 1, 2003
Salomon Smith Barney Inc.
BD capacity

Jul 31, 1993 → Oct 21, 1999
Lehman Brothers Inc.
BD capacity

Jan 21, 1987 → Jul 31, 1993

Source & corrections

Where this page comes from

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