Lisa Ann Strane
Also appears in the source record as: Lisa Ann Johnston
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 10Series 9SIESeries 3Series 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Morgan Stanley & Co. IncorporatedBD capacityApr 2, 2007 → Jun 1, 2009
-
Morgan Stanley & Co. IncorporatedIA capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleyIA capacityOct 31, 2005 → Apr 2, 2007
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Morgan Stanley Dw Inc.BD capacityOct 28, 2005 → Apr 2, 2007
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Banc Of America Investment Services, Inc.IA capacityJan 8, 2004 → Oct 14, 2005
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Banc Of America Investment Services, Inc.BD capacityDec 12, 2003 → Oct 14, 2005
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Morgan StanleyIA capacityNov 18, 2002 → Dec 4, 2003
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Morgan Stanley Dw Inc.BD capacityApr 10, 2000 → Dec 4, 2003
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Painewebber IncorporatedBD capacitySep 30, 1996 → Apr 20, 2000
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Wiley Bros.-Aintree Capital, LLCBD capacityJun 2, 1995 → Sep 11, 1996
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Prudential Securities IncorporatedBD capacityAug 13, 1993 → Jun 9, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.