Per C Furmark

CRD 1617854 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Per Christian Furmark

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63Series 65SIESeries 7
Registered states (26): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maine · Massachusetts · Missouri · Nebraska · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1617854 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

May 14, 2013 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Dolan Capital Group, LLC
IA capacity

Aug 19, 2010 → Nov 28, 2011
Nile Capital, LLC
BD capacity

Jan 3, 2011 → Mar 7, 2011
Putnam Retail Management Limited Partnership
BD capacity

Jun 3, 2008 → Feb 18, 2009
Franklin Templeton Financial Services Corp.
BD capacity

Mar 26, 2007 → Oct 8, 2007
Templeton/Franklin Investment Services,inc.
BD capacity

Feb 22, 2001 → Mar 26, 2007
Franklin/Templeton Distributors, Inc.
BD capacity

Jun 18, 1999 → Mar 15, 2001
Sunamerica Capital Services, Inc.
BD capacity

Nov 22, 1996 → Dec 10, 1998
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Sep 8, 1995 → Nov 13, 1996
Gt Global, Inc.
BD capacity

Apr 9, 1990 → Aug 29, 1995
Praktek Securities Corporation
BD capacity

Feb 24, 1989 → Apr 19, 1990
Beuret & Company, Ltd.
BD capacity

Feb 23, 1988 → May 3, 1988

Source & corrections

Where this page comes from

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