Tami K. Rovall

CRD 1623788 · Wells Fargo Advisors · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Tami Kay Mock; Tami K Rovall; Tami Kay Rovall

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (13): Alabama · Arizona · Delaware · Florida · Georgia · Maryland · Massachusetts · Missouri · New Jersey · New York · North Carolina · Texas · Virginia
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1623788 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Houston, TX · IA capacity

start not retrieved → present
Bbva Securities Inc.
Houston, TX · BC capacity

May 16, 2013 → Jun 17, 2021
Bbva Wealth Solutions Inc.
Houston, TX · IA capacity

Oct 15, 2010 → Jun 17, 2021
Bbva Compass Investment Solutions, Inc
Houston, TX · BC capacity

Apr 13, 2010 → May 16, 2013
St Johns Wealth Management
Houston, TX · IA capacity

Jul 7, 2010 → Oct 15, 2010
Bbva Compass Investment Solutions, Inc.
Houston, TX · IA capacity

Apr 14, 2010 → Jul 7, 2010
Park Avenue Securities LLC
Houston, TX · IA capacity

Oct 9, 2009 → Mar 31, 2010
Park Avenue Securities LLC
Houston, TX · BC capacity

Sep 29, 2009 → Mar 31, 2010
Citigroup Global Markets Inc.
Houston, TX · IA capacity

Aug 20, 2001 → Mar 16, 2005
Citigroup Global Markets Inc.
New York, NY · BC capacity

Aug 20, 2001 → Mar 16, 2005
Wells Fargo Brokerage Services, L.L.C.
Minneapolis, MN · BC capacity

Jan 26, 2001 → Sep 19, 2001
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Dec 13, 2000 → Sep 19, 2001
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Aug 19, 1996 → May 2, 2001
First Interstate Investments,inc.
BC capacity

Jul 31, 1996 → Aug 19, 1996
Fbs Investment Services, Inc.
Saint Paul, MN · BC capacity

Aug 25, 1994 → May 24, 1996
Liberty Securities Corporation
Purchase, NY · BC capacity

Jun 28, 1993 → Sep 6, 1994
Transamerica Fund Distributors, Inc.
Houston, TX · BC capacity

May 27, 1987 → Aug 19, 1991

Source & corrections

Where this page comes from

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