Dana O'brien Brown

CRD 1629058 · J.P. Morgan Securities LLC · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Dana Obrien Brown; Dana C. O'brien Brown; Dana Colleen Obrien; Dana Obrien

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 3Series 7Series 10Series 9Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Miami, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Miami, FL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Miami, FL · IA capacity

Sep 18, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Miami, FL · BC capacity

Sep 7, 2012 → Oct 1, 2012
Morgan Stanley Smith Barney LLC
Ft. Lauderdale, FL · IA capacity

Jun 1, 2009 → Sep 11, 2012
Morgan Stanley Smith Barney
Ft. Lauderdale, FL · BC capacity

Jun 1, 2009 → Sep 11, 2012
Citigroup Global Markets Inc.
Coral Gables, FL · IA capacity

Apr 17, 1991 → Jun 1, 2009
Citigroup Global Markets Inc.
Coral Gables, FL · BC capacity

Jun 24, 1987 → Jun 1, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1629058 ↗ FINRA BrokerCheck record for CRD 1629058 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.