Steven Harlen Levine

CRD 1632453 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Steven Levine

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1632453 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

Apr 5, 2023 → present
First Republic Securities Company, LLC
BD capacity

Sep 21, 2018 → May 2, 2023
First Republic Investment Management, Inc.
IA capacity

Sep 21, 2018 → May 2, 2023
Ubs Financial Services Inc.
BD capacity

Jan 16, 2009 → Oct 2, 2018
Ubs Financial Services Inc.
IA capacity

Jan 16, 2009 → Oct 2, 2018
Credit Suisse Securities (USA) LLC
BD capacity

Nov 3, 2004 → Feb 10, 2009
Credit Suisse Securities (USA) LLC
IA capacity

Nov 3, 2004 → Feb 10, 2009
Morgan Stanley
IA capacity

Jun 18, 1999 → Nov 1, 2004
Morgan Stanley Dw Inc.
BD capacity

Jun 11, 1999 → Nov 1, 2004
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 30, 1995 → Jun 4, 1999
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Jan 18, 1993 → Mar 9, 1995
Lehman Brothers Inc.
BD capacity

Jul 9, 1990 → Feb 4, 1993
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Jul 21, 1987 → Jun 29, 1990

Source & corrections

Where this page comes from

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