Wayne Francis Griffith

CRD 1633347 · Morgan Stanley · Tucson, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (44): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Tucson, AZ · IA capacity

May 12, 2020 → present
Citigroup Global Markets Inc.
BD capacity

May 15, 2009 → Jun 1, 2009
Wells Fargo Advisors, LLC
IA capacity

Aug 2, 2005 → May 19, 2009
Wells Fargo Advisors, LLC
BD capacity

Jun 16, 1997 → May 19, 2009
Painewebber Incorporated
BD capacity

Nov 23, 1987 → Jun 20, 1997
Buchanan & Co., Inc.
BD capacity

Mar 26, 1987 → Nov 17, 1987

Source & corrections

Where this page comes from

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